TRANSACTIONS

Despite being "the new kid on the block", our team has been off to a blazing start across the M&A and Capital Markets landscape

David Rosenberg 10/28/26 David Rosenberg 10/28/26

$5,600,000

Private Placement

Sole Placement Agent

David Rosenberg 10/21/26 David Rosenberg 10/21/26

$36,000,000

Follow-On Preferred Stock

Joint Book-Runner

David Rosenberg 9/30/26 David Rosenberg 9/30/26

$350,000,000

Notes Offering

Co-Manager

David Rosenberg 9/24/26 David Rosenberg 9/24/26

$45,000,000

Notes Offering

Joint Book-Runner

David Rosenberg 9/23/26 David Rosenberg 9/23/26

$55,000,000

Follow-On Preferred Stock

Joint Book-Runner

David Rosenberg 9/21/26 David Rosenberg 9/21/26

$20,000,000

Follow-On Notes Offering

Lead Book-Runner

David Rosenberg 9/8/26 David Rosenberg 9/8/26

$300,000,000

Notes Offering

Co-Manager

David Rosenberg 9/2/26 David Rosenberg 9/2/26

$10,000,000

Notes Offering

Financial Advisor

David Rosenberg 8/19/26 David Rosenberg 8/19/26

$85,000,000

Notes Offering

Lead Book-Runner

David Rosenberg 8/13/26 David Rosenberg 8/13/26

$350,000,000

Notes Offering

Co-Manager

David Rosenberg 8/11/26 David Rosenberg 8/11/26

$46,000,000

Follow-on Offering

Co-Manager

David Rosenberg 6/30/26 David Rosenberg 6/30/26

$100,000,000

Follow-on Offering

Co-Manager

David Rosenberg 6/29/26 David Rosenberg 6/29/26

$350,000,000

Notes Offering

Co-Manager

David Rosenberg 6/24/26 David Rosenberg 6/24/26

$50,000,000

Follow-on Offering

Lead Manager

David Rosenberg 6/17/26 David Rosenberg 6/17/26

$1,600,000,000

Private Placement

Placement Agent

David Rosenberg 6/16/26 David Rosenberg 6/16/26

Merger transaction with Bed Bath & Beyond

Fairness Opinion

David Rosenberg 6/15/26 David Rosenberg 6/15/26

$1,590,000,000

Sr. Secured Notes Offering

Co-Manager

David Rosenberg 6/12/26 David Rosenberg 6/12/26

$64,000,000

Private Placement

Exclusive Placement Agent

David Rosenberg 6/11/26 David Rosenberg 6/11/26

Acquisition by Adial Pharmaceuticals

Financial Advisor to Azora

David Rosenberg 6/5/26 David Rosenberg 6/5/26

$63,250,000

Follow-on Offering

Sole Book-Runner